TK
TK
Todd Kleinfeld
31 Years of Experience
Traverse City, MI
2 Disclosures
Todd Kleinfeld is a registered investment advisor at Patriots First Financial Advisors, LLC, based in Traverse City, MI, with 31 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$4.2M
Fee Structure
Minimum Investment:$80K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
For accounts below $400,000, Patriots First may charge up to 1.50% of assets under management. Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Traverse City, MI
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2021Final
Customer Dispute
February 2009Denied
Other Business Activities
Todd is an employee of Paradise Cove.
Employment History
Current Registrations
Patriots First Financial Advisors, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Victoria Capital Management, INC.
October 2019 - August 2021 · 1 yr 10 mos
Morgan Stanley
February 2017 - October 2019 · 2 yrs 8 mos
Morgan StanleyBroker
December 2014 - October 2019 · 4 yrs 10 mos
Morgan Stanley
December 2014 - December 2015 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1999 - December 2014 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - December 2014 · 16 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1994 - June 1996 · 2 yrs 5 mos
Painewebber IncorporatedBroker
August 1991 - December 1993 · 2 yrs 4 mos
State Registrations1 state
MI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.