Duane Garth
Duane Garth is a registered investment advisor at Cetera Investment Advisers LLC, based in Southfield, MI, with 36 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
24725 West 12 Mile Rd, Suite 312, Southfield, MI, 48034
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Regulatory History (1)
Customer Dispute
November 2012Other Business ActivitiesSells Insurance
Duane is the president of Garth Financial Group, used for tax purposes, dedicating nearly full-time hours. He also engages in ministry, financial education, and serves on various boards, and sells fixed insurance products a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Gfg Asset Management LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities Financial Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.