David Barry
David Barry is a registered investment advisor at LPL Financial LLC, based in Highlands Ranch, CO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 2013Customer Dispute
December 2010Customer Dispute
March 2010Other Business ActivitiesSells Insurance
David is an Investment Center Advisor Group advisor since 2018, spending about a quarter of his time on it. He is also an agent/broker for Investment Center Advisor Group Insurance Agency since 2022, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Invest Financial CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.