David Barry
David Barry is a registered investment advisor at LPL Financial LLC, based in Highlands Ranch, CO, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 2013Customer Dispute
December 2010Customer Dispute
March 2010Other Business ActivitiesSells Insurance
David is an Investment Center Advisor Group advisor since 2018, spending about a quarter of his time on it. He is also an agent/broker for Investment Center Advisor Group Insurance Agency since 2022, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Invest Financial CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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