James Murray
James Murray is a CFP-designated registered investment advisor at LPL Financial LLC, based in Highlands Ranch, CO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Customer Dispute
May 2007Other Business ActivitiesSells Insurance
James is involved with MohrAlex, LLC, providing tax preparation, accounting, and CPA services, spending minimal time. He also has a business entity, JMF Financial, for tax/investment purposes only, and works with Highlands Brokerage selling non-variable insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Scudder Distributors, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.