James Murray
James Murray is a CFP-designated registered investment advisor at LPL Financial LLC, based in Highlands Ranch, CO, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Customer Dispute
May 2007Other Business ActivitiesSells Insurance
James is involved with MohrAlex, LLC, providing tax preparation, accounting, and CPA services, spending minimal time. He also has a business entity, JMF Financial, for tax/investment purposes only, and works with Highlands Brokerage selling non-variable insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Scudder Distributors, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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