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Shawn Millerick

27 Years of Experience
Westbrook, ME
BrokerSells Insurance

Shawn Millerick is a registered investment advisor at Cetera Investment Advisers LLC, based in Westbrook, ME, with 27 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

23 Bridgton Road, Suite 102, Westbrook, ME, 04092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Shawn sells fixed insurance products, including life, annuities, and long-term care, through various companies and Millerick & Associates, spending a few hours per week on each. He also serves as a board member/treasurer for the non-profit Next Level Living, dedicating minimal time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
Voya Financial Advisors, INC.Broker
January 2011 - November 2021 · 10 yrs 10 mos
Voya Financial Advisors, INC.
January 2011 - November 2021 · 10 yrs 10 mos
Ing Financial Advisers, LLC
July 2000 - January 2011 · 10 yrs 6 mos
Ing Financial Advisers, LLCBroker
August 1998 - January 2011 · 12 yrs 5 mos
Aetna Financial Services, INC.Broker
July 1998 - September 2000 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
November 1997 - January 1998 · 2 mos
Ids Life Insurance CompanyBroker
November 1997 - January 1998 · 2 mos
State Registrations27 states
ARAZCACOCTFLGAHIMAMDMEMIMNNCNHNJNYOHORRISCTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.