Laura Swanson is a registered investment advisor, based in Chicago, IL, with 30 years of industry experience.
Location
1 N. Lasalle Street, Suite 2225, Chicago, IL, 60602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laura is the Director of Operations for Fourstar Wealth Advisors, LLC, an RIA, dedicating nearly full-time hours to HR, client services, office management, compliance, and accounting. She also serves as Director of Operations for Fourstar Insurance Services, LLC, spending minimal time on administration, operations, and client services related to insurance sales.
Employment History
Current Registrations
Realta Equities, INC.Broker
Fourstar Wealth Advisors, LLC
Previous Registrations
Great Point Capital LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Cabot Lodge Securities LLCBroker
Waddell & Reed
Waddell & ReedBroker
Allstate Financial Services, LLCBroker
Nomura Securities International, INC.Broker
Pma Securities, INC.Broker
Bnp Paribas Securities CORP.Broker
UBS Warburg LLCBroker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Rodman & Renshaw INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations1 state
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