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Brian Liberty

Raymond James & Associates, INC.
36 Years of Experience
Duluth, MN
1 DisclosureBroker
View SEC Summary
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Brian Liberty is a registered investment advisor at Raymond James & Associates, INC., based in Duluth, MN, with 36 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2230 London Road, Duluth, MN, 55812

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 1995
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian is the owner of 2230 L.R. LLC and Liberty Wealth LLC, both rental real estate businesses, and Liberty Wealth Properies, LLC, where he hires contractors and finds renters. He also serves on the Lester Park Golf and Recreation Working Group Steering Committee as an advisory board member. These activities take a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2006 - Present · 20 yrs 4 mos
Raymond James & Associates, INC.Broker
May 2006 - Present · 20 yrs 5 mos
Previous Registrations
Piper Jaffray & CO.
October 2002 - May 2006 · 3 yrs 7 mos
Piper Jaffray & CO.Broker
December 1996 - May 2006 · 9 yrs 5 mos
Dain Bosworth IncorporatedBroker
November 1989 - December 1996 · 7 yrs 1 mo
State Registrations21 states
AKARAZCACOFLIAILINMIMNMTNCNDNVOHORSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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