JG
JG

James Grymala

29 Years of Experience
Duluth, MN
1 DisclosureBroker

James Grymala is a registered investment advisor at Raymond James & Associates, INC., based in Duluth, MN, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

26 East Superior Street, Suite 500, Duluth, MN, 55802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Closed-No Action
Other Business Activities

James is the owner and director of Katie Layne Acres LLC, a private company involved in farming, raising cows and horses, and selling bio-products. He dedicates about a quarter of his time to this activity after business hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2020 - Present · 5 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Morgan Stanley
February 2014 - October 2020 · 6 yrs 8 mos
Morgan StanleyBroker
June 2009 - October 2020 · 11 yrs 4 mos
Citigroup Global Markets INC.Broker
May 1996 - June 2009 · 13 yrs 1 mo
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Grymala - Financial Advisor | TrueAdvisor