Charles Slater
Charles Slater is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Montvale, NJ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
50 Chestnut Ridge Rd, Montvale, NJ, 07645
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Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
April 2006Other Business Activities
Charles is a co-trustee for the B S Trust, dedicating a few hours per week. He is also a trustee for the LS Irrevocable Trust, dedicating minimal time per month.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.