Maureen Obrien is a registered investment advisor at LPL Financial LLC, based in Alexandria, VA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Alexandria, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maureen operates Maureen F. O'Brien, LLC as a DBA for her LPL business. She also runs an online retail business selling antiques and similar items, dedicating minimal time to this venture.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
MML Investors Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.