Ernest Sampson
Ernest Sampson is a ChFC-designated registered investment advisor at Private Client Services, LLC, based in Louisville, KY, with 36 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
2225 Lexington Rd, Louisville, KY, 40206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ernest is involved in several businesses including Jefferson Cty Development LLC, Kentucky Financial Group Inc, Off Broadway Lofts LLC, Creative Benefits LLC, KFG Enterprises Inc, Aspen Investment Company Inc, Carson-Sampson Racing Stable, LLC, Crossgate Lane 1923 LLC, and Bill and Peggy Waggener Family Foundation, LLC. He also serves as President of The Lyndon & Helen Schmid Charitable Foundation (minimal time) and on the board of Champions for Children, Inc (minimal time), and is licensed to sell non-securities based insurance products.
Employment History
Current Registrations
Private Client Services, LLCBroker
Private Client Services, LLC
Previous Registrations
Woodbury Financial Services, INC.Broker
1717 Capital Management Company
1717 Capital Management CompanyBroker
E.I. Sales, INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.