Laurence Wajsman
Laurence Wajsman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Peachtree Corners, GA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6251 Crooked Creek Road, Peachtree Corners, GA, 30092
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2020Customer Dispute
May 2017Other Business Activities
Laurence operates as MEMBERS Financial Services, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Fundtrust Investment Company Services, INC.Broker
Great Western Financial Securities CorporationBroker
Lehman Brothers INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.