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Michael Mchugh

29 Years of Experience
Peachtree Corners, GA
1 DisclosureBrokerSells Insurance

Michael Mchugh is a registered investment advisor at LPL Financial LLC, based in Peachtree Corners, GA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5550 Triangle Pkwy, Suite 200, Peachtree Corners, GA, 30092

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Other Business ActivitiesSells Insurance

Michael sells non-variable life insurance, dedicating minimal time to one activity and about 10-20% of his time to another. He also operates under the DBA McHugh Financial Group for his LPL business, owns McHugh CPA Group, and has a real estate rental business.

Employment History
Current Registrations
LPL Financial LLC
January 2001 - Present · 25 yrs 4 mos
LPL Financial LLCBroker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Ifg Network Securities, INC.Broker
November 1996 - June 1998 · 1 yr 7 mos
State Registrations6 states
ALFLGANCSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.