Sanae Garcia
Sanae Garcia is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sanae is a trustee for the Dorothea Cenname Trust and the Ruth I Adams Trust, managing trust assets and paying beneficiaries. Sanae is also a sole proprietor photographer at Nose Wiggle Productions Inc and a board member of Kings Road Homeowner's Association, and is liquidating the Samuel Chen Charitable Lead Trust.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
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