Richard Berardo
Richard Berardo is a registered investment advisor at UBS Financial Services INC., based in Winter Park, FL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
201 N. New York Avenue 3rd floor, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
November 2002Other Business Activities
Richard is a guardian and trustee for his sister, dedicating a few hours per week to financial matters. He is also the personal representative for his mother-in-law's estate, although she is still alive.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Rosenkrantz Lyon & Ross IncorporatedBroker
Investors Associates, INC.Broker
Titan/value Equities Group, INC.Broker
Thomas James Associates, INC.Broker
First Eagle, INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.