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Gregory Sabo

35 Years of Experience
Richmond, VA

Gregory Sabo is a registered investment advisor at Tone Capital, LLC, based in Richmond, VA, with 35 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 150 clients with $100M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$103.2M
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Location

4120 W. Broad Street, Richmond, VA, 23230

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory is employed as an Adjunct Professor of Technical Analysis at the University of Richmond. He spends about 10-20% of his time on this activity.

Employment History
Current Registrations
Tone Capital, LLC
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - October 2016 · 3 yrs 9 mos
Scott & Stringfellow, LLCBroker
October 2002 - January 2013 · 10 yrs 3 mos
Wachovia Securities, INC.Broker
October 1999 - September 2002 · 2 yrs 11 mos
First Union Capital Markets CORP.Broker
December 1994 - October 1999 · 4 yrs 10 mos
Carter Kaplan & CompanyBroker
June 1994 - October 1994 · 4 mos
J. F. Hartfield & CO., INC.Broker
December 1991 - January 1994 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
November 1989 - September 1991 · 1 yr 10 mos
State Registrations1 state
VA
Advisor

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Exams
No exam information available for this advisor.
Gregory Sabo - Financial Advisor | TrueAdvisor