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Derek Daniels
34 Years of Experience
Monroe, LA
1 DisclosureBroker
Derek Daniels is a registered investment advisor at Raymond James & Associates, INC., based in Monroe, LA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1900 North 18th Street, 7th Floor, Monroe, LA, 71201
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2006Closed-No Action
Other Business Activities
Derek owns one share of Zeta Pi Housing Corporation LLC, investing $500 annually for a fraction of ownership in a fraternity house. He spends no time on this personal investment.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2001 - February 2013 · 11 yrs 7 mos
Morgan Keegan & Company, INC.Broker
July 2001 - February 2013 · 11 yrs 7 mos
Banc One Securities CorporationBroker
August 1998 - July 2001 · 2 yrs 11 mos
Marquis Investments, L.L.C.Broker
November 1995 - August 1998 · 2 yrs 9 mos
Proequities, INC.Broker
August 1992 - December 1995 · 3 yrs 4 mos
Hibernia Investment Securities INC.Broker
April 1991 - July 1992 · 1 yr 3 mos
State Registrations17 states
ALARAZCACOFLGAKYLAMOMSNCSDTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.