JC
JC
John Clausen
34 Years of Experience
Monroe, LA
1 DisclosureBroker
John Clausen is a registered investment advisor at Raymond James & Associates, INC., based in Monroe, LA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1900 North 18th Street, 7th Floor, Monroe, LA, 71201
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
September 2004 - February 2013 · 8 yrs 5 mos
Morgan Keegan & Company, INC.Broker
July 2001 - February 2013 · 11 yrs 7 mos
Amsouth Investment Services, INC.Broker
February 2000 - July 2001 · 1 yr 5 mos
Invest Financial CorporationBroker
July 1998 - February 2000 · 1 yr 7 mos
Deposit Guaranty Investments, INC.Broker
July 1997 - July 1998 · 1 yr
Cnb Investments, INC.Broker
April 1995 - July 1997 · 2 yrs 3 mos
Hibernia Investment Securities INC.Broker
July 1994 - April 1995 · 9 mos
Smith Barney INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
September 1991 - July 1993 · 1 yr 10 mos
State Registrations28 states
ALARCACODCFLGAIAIDILKYLAMDMIMOMSNCNMOHOKORPATNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.