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CFP
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CFP

Elizabeth Wilson

Rockefeller Capital Management
36 Years of Experience
Brentwood, TN
Broker
View SEC Summary
View SEC Summary

Elizabeth Wilson is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Brentwood, TN, with 36 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

320 Seven Springs Way, Suite 115, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth is the Chair of the YMCA of Middle Tennessee, dedicating a few hours per week to this role. She is also a committee member of the Franklin First United Methodist Church Foundation Committee, spending minimal time on this activity.

Employment History
Current Registrations
Rockefeller Financial LLCBroker
December 2021 - Present · 4 yrs 10 mos
Rockefeller Capital Management
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - December 2021 · 10 mos
Truist Investment Services, INC.Broker
February 2021 - December 2021 · 10 mos
Bb&t Securities, LLCBroker
August 2018 - February 2021 · 2 yrs 6 mos
Bb&t Securities, LLC
August 2018 - February 2021 · 2 yrs 6 mos
Monarch Advisory Group
August 2017 - December 2018 · 1 yr 4 mos
LPL Financial LLC
July 2017 - August 2018 · 1 yr 1 mo
Western Wealth Management LLC
June 2016 - July 2017 · 1 yr 1 mo
Western Wealth Management LLC
September 2014 - June 2016 · 1 yr 9 mos
Monarch Advisory Group
December 2005 - March 2015 · 9 yrs 3 mos
Belt and Johnson Financial Planning
March 2004 - November 2005 · 1 yr 8 mos
LPL Financial LLC
July 1998 - October 2015 · 17 yrs 3 mos
LPL Financial LLCBroker
June 1998 - August 2018 · 20 yrs 2 mos
Firsttrust Money Services, INC.Broker
November 1989 - June 1998 · 8 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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