AK
AK

A Charles Krempa

35 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningDivorce PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3842 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

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Location

5039 Swamp Road Suite 403, P O Box 418, Fountainville, PA, 18923

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

A owns Red Rock Lodge, is a board member for Executive Center Condo Assoc, and owns Krempa Family Property Mgmt, LLC. A is also an independent insurance agent for various companies, spending nearly full-time on this, and is an advisory rep of a RIA, spending nearly full-time on this as well.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2024 - Present · 1 yr 3 mos
Cambridge Investment Research Advisors, INC.
November 2024 - Present · 1 yr 3 mos
Krempa Associates INC.
October 2002 - Present · 23 yrs 4 mos
Previous Registrations
The Investment Center, INC.Broker
September 2006 - November 2024 · 18 yrs 2 mos
Ic Advisory Services, INC.
September 2006 - November 2024 · 18 yrs 2 mos
Hornor, Townsend & Kent, INC.
April 2004 - September 2006 · 2 yrs 5 mos
Hornor, Townsend & Kent, INC.Broker
December 1999 - September 2006 · 6 yrs 9 mos
Washington Square Securities, INC.Broker
July 1995 - December 1999 · 4 yrs 5 mos
Reliastar Financial Marketing CORP.Broker
January 1990 - October 1995 · 5 yrs 9 mos
State Registrations9 states
FLMDMTNCNJORPATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.