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Richard Reynolds

36 Years of Experience
Reno, NV
1 DisclosureBroker

Richard Reynolds is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Reno, NV, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

50 W. Liberty, Suite 100, Reno, NV, 89501

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History

Regulatory History (1)
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Customer Dispute
August 2008
Denied
Other Business Activities

Richard participates on the Investment Committee for the Community Foundation of Northern Nevada, dedicating minimal time. He is also a board member for The Susanne and Gloria Young Foundation, assisting with evaluating grant requests and dedicating minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2013 - Present · 12 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2003 - October 2013 · 9 yrs 11 mos
Wells Fargo Advisors, LLCBroker
September 1990 - October 2013 · 23 yrs 1 mo
Bateman Eichler, Hill Richards, IncorporatedBroker
December 1989 - September 1990 · 9 mos
State Registrations16 states
AZCACOIAIDMONMNVNYORPATNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.