TrueAdvisor
TrueAdvisor
ME
ME

Mark Elston

Stifel, Nicolaus & Company, Incorporated
46 Years of Experience
Reno, NV
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mark Elston is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Reno, NV, with 46 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 W. Liberty, Suite 100, Reno, NV, 89501

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2014
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is a member of the Council of ex high chiefs for California Indians and a board member for the Reno Rodeo Association. These activities require minimal time and a few hours per week, respectively, and are not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2014 - Present · 11 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
LPL Financial LLC
October 2012 - December 2014 · 2 yrs 2 mos
LPL Financial LLCBroker
October 2012 - December 2014 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
March 2004 - October 2012 · 8 yrs 7 mos
Wells Fargo Advisors, LLC
March 2004 - October 2012 · 8 yrs 7 mos
RBC Dain Rauscher INC.Broker
March 1998 - March 2004 · 6 yrs
RBC Dain Rauscher INC.
January 1997 - March 2004 · 7 yrs 2 mos
Dain Rauscher IncorporatedBroker
August 1994 - March 1998 · 3 yrs 7 mos
Everen Securities, INC.Broker
September 1990 - September 1994 · 4 yrs
Bateman Eichler, Hill Richards, IncorporatedBroker
February 1988 - September 1990 · 2 yrs 7 mos
Birr, Wilson Securities, INC.Broker
April 1986 - March 1988 · 1 yr 11 mos
Birr, Wilson & CO., INC.Broker
October 1984 - April 1986 · 1 yr 6 mos
Dean Witter Reynolds INC.Broker
December 1979 - November 1984 · 4 yrs 11 mos
State Registrations31 states
ALAZCACODCFLGAHIIDILKSKYMIMOMSMTNCNENJNVNYORSCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Reno, NV →All financial advisors in Nevada →