Mark Elston
Mark Elston is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Reno, NV, with 46 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
50 W. Liberty, Suite 100, Reno, NV, 89501
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2014Other Business Activities
Mark is a member of the Council of ex high chiefs for California Indians and a board member for the Reno Rodeo Association. These activities require minimal time and a few hours per week, respectively, and are not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
RBC Dain Rauscher INC.Broker
RBC Dain Rauscher INC.
Dain Rauscher IncorporatedBroker
Everen Securities, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Birr, Wilson Securities, INC.Broker
Birr, Wilson & CO., INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.