Kevin Marsh
Kevin Marsh is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (4)
Judgment / Lien
December 2008Customer Dispute
January 2006Regulatory
January 2005Regulatory
September 2004Other Business Activities
Kevin is a partner in Bear Marsh, LLC, a holding company established in 2008 to purchase financial institutions. The company does not offer products or services, and Kevin spends minimal time on this activity.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Arete Wealth Advisors, LLC
Arete Wealth Management, LLCBroker
First Security Capital Management, INC.Broker
Southwest Texas Capital, L.L.CBroker
The (wilson) Williams Financial GroupBroker
Southwest Securities, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.