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Joel Corbin

Prospera Financial Services, INC.
36 Years of Experience
Lubbock, TX
1 DisclosureBroker
View SEC Summary
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Joel Corbin is a registered investment advisor at Prospera Financial Services, INC., based in Lubbock, TX, with 36 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3403 73rd Street, Lubbock, TX, 79423

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel is a board member of Lubbock Kappa Alpha House Corp. He spends minimal time on this non-investment related activity and receives no compensation.

Employment History
Current Registrations
Prospera Financial Services, INC.
May 2005 - Present · 21 yrs 5 mos
Prospera Financial Services, INC.Broker
May 2005 - Present · 21 yrs 5 mos
Previous Registrations
Wachovia Securities Financial Network, LLCBroker
January 2004 - May 2005 · 1 yr 4 mos
Wachovia Securities Financial Network, LLC
January 2004 - May 2005 · 1 yr 4 mos
Wachovia Securities, LLC
July 2003 - December 2003 · 5 mos
Wachovia Securities, LLCBroker
July 2003 - December 2003 · 5 mos
Prudential Securities Incorporated
April 2001 - July 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - April 2001 · 3 yrs 11 mos
Fidelity Brokerage Services, INC.Broker
November 1989 - April 1997 · 7 yrs 5 mos
State Registrations6 states
NMNVOKTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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