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Carmen Pontelandolfo

LPL Financial LLC
36 Years of Experience
Marlton, NJ
4 DisclosuresBroker
View SEC Summary
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Carmen Pontelandolfo is a registered investment advisor at LPL Financial LLC, based in Marlton, NJ, with 36 years of industry experience. Carmen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

39 E Main St Ofc 201, Marlton, NJ, 08053

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Closed-No Action
Customer Dispute
June 2000
Denied
Customer Dispute
April 1999
Denied
Customer Dispute
March 1999
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Morgan StanleyBroker
September 2013 - October 2023 · 10 yrs 1 mo
Morgan Stanley
September 2013 - October 2023 · 10 yrs 1 mo
Wells Fargo Advisors, LLC
January 2006 - September 2013 · 7 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2006 - September 2013 · 7 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1999 - January 2006 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1990 - January 2006 · 15 yrs 7 mos
American Express Financial Advisors INC.Broker
December 1989 - May 1990 · 5 mos
Ids Life Insurance CompanyBroker
December 1989 - May 1990 · 5 mos
State Registrations25 states
ARAZCOCTDEFLGAHIILINMAMDNCNJNMNYOHPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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