James Pacheco
James Pacheco is a registered investment advisor at LPL Financial LLC, based in Marlton, NJ, with 35 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1 Holtec Drive Ste 201, Marlton, NJ, 08053
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2010Other Business ActivitiesSells Insurance
James operates his LPL business through Claritas Financial Partners. He also volunteers as a firefighter and sells non-variable insurance products, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Commerce Capital Markets, INC.Broker
Commerce Capital Markets, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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