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Theodore Tadeusiak
36 Years of Experience
Carlsbad, CA
1 DisclosureBroker
Theodore Tadeusiak is a registered investment advisor at Wells Fargo Advisors, based in Carlsbad, CA, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1925 Palomar Oaks Way, Ste 207, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2003Denied
Other Business Activities
Theodore has 100% ownership of Core Process Wealth Management LLC since 2017. He dedicates nearly full-time hours to this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2017 - Present · 8 yrs 8 mos
Wells Fargo Advisors
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2017 · 8 yrs 3 mos
Morgan Stanley
June 2009 - September 2017 · 8 yrs 3 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Wachovia Securities, LLC
July 2003 - January 2009 · 5 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - January 2009 · 5 yrs 6 mos
Prudential Securities Incorporated
March 2003 - July 2003 · 4 mos
Prudential Securities IncorporatedBroker
March 2003 - July 2003 · 4 mos
Salomon Smith Barney INC.
July 1997 - March 2003 · 5 yrs 8 mos
Salomon Smith Barney INC.Broker
December 1993 - March 2003 · 9 yrs 3 mos
Painewebber IncorporatedBroker
February 1992 - December 1993 · 1 yr 10 mos
Equico Securities, INC.Broker
January 1990 - January 1992 · 2 yrs
The Equitable Life Assurance Society of the United StatesBroker
January 1990 - January 1992 · 2 yrs
State Registrations26 states
AZCACODCFLGAHIIAIDILKSMAMINCNENVNYOKORPARISCTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.