David Poulin
David Poulin is a registered investment advisor at RBC Capital Markets, LLC, based in Boston, MA, with 36 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
53 State Street, Suite 3600, Boston, MA, 02109-1875
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Regulatory History (1)
Customer Dispute
July 2015Other Business Activities
David is involved with several organizations, including Plymouth State University's President's Council, Exit Planning Exchange, Boch Center, DAP 1962 Reality LLC, Foxcroft Academy, and Panther Gridiron Club. These activities involve fundraising, advising, governance, land management, and serving as an officer/treasurer, each requiring minimal time commitment.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Robertson Stephens, INC.Broker
Chase Securities INC.Broker
Hambrecht & Quist LLCBroker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.