Alan Walton Sharpe

35 Years of Experience

1 DisclosureBroker

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

Capitol Securities Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

101 advisors

Number of Clients

3,745 clients

Average Client Portfolio

$486K average

Assets Under Management

$1.8B

Fee Structure

Location

4050 Innslake Drive, Suite 250, Glen Allen, VA, 23060

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2017

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Alan operates under the name AL Sharpe Financial LLC. The filing does not provide enough information to determine if this activity is investment-related or if it involves insurance sales.