PM
PM

Peter Mayo

33 Years of Experience
Minneapolis, MN
Broker

Peter Mayo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 33 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2024 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLC
September 2024 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Advice and Planning Services
March 2023 - September 2024 · 1 yr 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2023 - September 2024 · 1 yr 6 mos
PNC InvestmentsBroker
November 2016 - March 2023 · 6 yrs 4 mos
PNC Investments
November 2016 - March 2023 · 6 yrs 4 mos
LPL Financial LLC
April 2015 - May 2015 · 1 mo
LPL Financial LLCBroker
April 2014 - May 2015 · 1 yr 1 mo
Fifth Third Securities, INC.Broker
August 2011 - April 2014 · 2 yrs 8 mos
Sterne, Agee & Leach, INC.Broker
July 2011 - August 2011 · 1 mo
Wedbush Securities INC.Broker
November 2010 - July 2011 · 8 mos
Duncan-Williams, INC.Broker
May 2009 - November 2010 · 1 yr 6 mos
Depfa First Albany Securities, LLCBroker
September 2007 - March 2009 · 1 yr 6 mos
Broadpoint Capital, INC.Broker
March 1997 - September 2007 · 10 yrs 6 mos
Glen Rauch Securities, INC.Broker
July 1992 - January 1997 · 4 yrs 6 mos
Fisco Equity, INC.Broker
May 1992 - June 1992 · 1 mo
Legend Capital CorporationBroker
December 1991 - February 1992 · 2 mos
Guardian Investor Services CorporationBroker
June 1990 - December 1991 · 1 yr 6 mos
Pruco Securities CorporationBroker
December 1989 - September 1990 · 9 mos
The Prudential Insurance Company of AmericaBroker
December 1989 - September 1990 · 9 mos
State Registrations6 states
ARMAMNMTNCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Mayo - Financial Advisor | TrueAdvisor