James Canavan is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
105 West View Road, 5th Floor, Colchester, VT, 05446
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
Equity Services, INC.Broker
May 2004 - July 2008 · 4 yrs 2 mos
Sentinel Financial Services CompanyBroker
August 1993 - April 2004 · 10 yrs 8 mos
The Benham GroupBroker
February 1990 - August 1992 · 2 yrs 6 mos
State Registrations37 states
ARAZCACOCTDCFLGAIAINMAMDMEMIMNMTNCNDNHNJNMNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.