EM
CFP
EM
CFP
Erik Mosholt
33 Years of Experience
Newtown, PA
1 Disclosure
Erik Mosholt is a CFP-designated registered investment advisor at 46 Peaks Investment Advisory Group, based in Newtown, PA, with 33 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 124 clients with $210M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
124 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$212.3M
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.15% |
| $250K - $1000K | 0.95% |
| $1000K - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.45% |
| $10M+ | 0.35% |
Advisory fee may be negotiable, depending on individual client circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
760 Newtown Yardley Road, Suite 114, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2004Final
Employment History
Current Registrations
46 Peaks Investment Advisory Group
February 2020 - Present · 6 yrs 2 mos
Previous Registrations
M Holdings Securities, INC.Broker
April 2012 - February 2020 · 7 yrs 10 mos
Kingsbridge Advisors, LLC
September 2006 - June 2013 · 6 yrs 9 mos
AXA Advisors, LLCBroker
August 2006 - April 2012 · 5 yrs 8 mos
Kb Financial Partners, LLC
July 2005 - March 2020 · 14 yrs 8 mos
AXA Advisors, LLC
March 2004 - August 2004 · 5 mos
AXA Advisors, LLCBroker
June 2000 - August 2004 · 4 yrs 2 mos
Prudential Investment Management Services LLCBroker
January 1997 - July 1999 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
December 1990 - January 1997 · 6 yrs 1 mo
State Registrations4 states
FLNJPATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.