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Patrick Seiler

Raymond James & Associates, INC.
30 Years of Experience
Newtown, PA
2 DisclosuresBroker
View SEC Summary
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Patrick Seiler is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 30 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5 Caufield Place, Suite 201, Newtown, PA, 18940

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Denied
Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick works as an arbitrator for FINRA, dedicating a few hours per week to this investment-related activity. He does not work on this during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2011 - Present · 15 yrs 3 mos
Raymond James & Associates, INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - July 2011 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1998 - November 2005 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1998 - November 2005 · 7 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
February 1996 - July 1998 · 2 yrs 5 mos
L.C. Wegard & CO., INC.Broker
October 1995 - November 1995 · 1 mo
State Registrations36 states
AKAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMSNCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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