Denis Sepulveda is a registered investment advisor at Morgan Stanley, based in New York, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2010 - December 2011 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
May 2000 - June 2009 · 9 yrs 1 mo
Schroder & CO. INC.Broker
June 1993 - May 2000 · 6 yrs 11 mos
Dillon, Read & CO. INC.Broker
February 1993 - June 1993 · 4 mos
Painewebber IncorporatedBroker
April 1990 - February 1993 · 2 yrs 10 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.