William Steele
William Steele is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dallas, TX, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5960 Berkshire Ln Ste 1200, Dallas, TX, 75225
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2001Customer Dispute
November 2000Other Business Activities
William owns a 9-acre plot of raw land in Kingsland, TX, since 2017. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Ba Investment Services, INC.Broker
Invest Financial CorporationBroker
Aegon USA Securities INC.Broker
Invest Financial CorporationBroker
Fidelity Brokerage Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.