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William Steele

Wells Fargo Advisors
35 Years of Experience
Southlake, TX
2 DisclosuresBroker
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William Steele is a registered investment advisor at Wells Fargo Advisors, based in Southlake, TX, with 35 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

550 Reserve St., Ste 500, Granite Place, Southlake, TX, 76092

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Award / Judgment
Customer Dispute
November 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William owns a 9-acre plot of raw land in Kingsland, TX, since 2017. This activity is not investment-related.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2026 - Present · 5 mos
Wells Fargo Advisors
May 2026 - Present · 5 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
March 2017 - June 2026 · 9 yrs 3 mos
Ameriprise Financial Services, LLC
March 2017 - June 2026 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLC
March 2006 - March 2017 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
October 2004 - March 2017 · 12 yrs 5 mos
Morgan Stanley Dw INC.Broker
July 1997 - October 2004 · 7 yrs 3 mos
Morgan Stanley
July 1997 - October 2004 · 7 yrs 3 mos
Ba Investment Services, INC.Broker
November 1995 - July 1997 · 1 yr 8 mos
Invest Financial CorporationBroker
August 1994 - March 1995 · 7 mos
Aegon USA Securities INC.Broker
August 1992 - May 1995 · 2 yrs 9 mos
Invest Financial CorporationBroker
December 1990 - July 1992 · 1 yr 7 mos
Fidelity Brokerage Services, INC.Broker
January 1990 - May 1990 · 4 mos
State Registrations14 states
ARCACOFLGAILMAMONCNYPATXUTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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