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Thomas Hughes

Wells Fargo Advisors
28 Years of Experience
Southlake, TX
2 DisclosuresBroker
View SEC Summary
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Thomas Hughes is a registered investment advisor at Wells Fargo Advisors, based in Southlake, TX, with 28 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

550 Reserve St., Ste 500, Granite Place, Southlake, TX, 76092

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Withdrawn
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is a board member for Hughes since November 2024. This activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2026 - Present · 5 mos
Wells Fargo Advisors
May 2026 - Present · 5 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2017 - June 2026 · 9 yrs 3 mos
Ameriprise Financial Services, LLCBroker
March 2017 - June 2026 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - March 2017 · 13 yrs 8 mos
Wells Fargo Clearing Services, LLC
July 2003 - March 2017 · 13 yrs 8 mos
Prudential Securities Incorporated
April 2000 - July 2003 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
April 2000 - July 2003 · 3 yrs 3 mos
Painewebber IncorporatedBroker
August 1998 - April 2000 · 1 yr 8 mos
State Registrations22 states
ARAZCACODEFLGAILLAMAMINCNJNVOKORSCTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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