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Bart Smith

Wells Fargo Advisors
24 Years of Experience
San Jose, CA
1 DisclosureBroker
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Bart Smith is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 24 years of industry experience. Bart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1006 Blossom Hill Rd, San Jose, CA, 95123

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History

Regulatory History (1)
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Customer Dispute
November 2007
Denied
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Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
August 2007 - January 2011 · 3 yrs 5 mos
Wells Fargo Investments, LLCBroker
August 2007 - January 2011 · 3 yrs 5 mos
Wm Financial Services, INC.
September 2005 - August 2007 · 1 yr 11 mos
Wm Financial Services, INC.Broker
September 2005 - August 2007 · 1 yr 11 mos
Bancwest Investment Services, INC.Broker
September 2002 - September 2005 · 3 yrs
UBS Painewebber INC.
November 2001 - October 2002 · 11 mos
UBS Painewebber INC.Broker
September 2001 - October 2002 · 1 yr 1 mo
State Registrations12 states
ARAZCAFLIDNVORSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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