Joel Budd is a registered investment advisor at LPL Financial LLC, based in Roseville, MN, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3065 Centre Pointe Dr Ste 2, Roseville, MN, 55113-1118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joel operates under the DBA Summit Investment Advisors for his LPL business since 2013. He also works as a registered investment advisor with Summit Investment Advisory Services, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
LPL Financial LLC
Summit Investment Advisory Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lifemark Securities CORP.Broker
Tcf Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.