John Alex is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History (4)
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Customer Dispute
November 2024Settled
Customer Dispute
March 2013Settled
Customer Dispute
March 2012Settled
Customer Dispute
July 2010Settled
Employment History
Current Registrations
Morgan Stanley
November 2011 - Present · 14 yrs 6 mos
Morgan StanleyBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2010 - November 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2008 - November 2011 · 3 yrs 6 mos
UBS Financial Services INC.
September 2003 - June 2008 · 4 yrs 9 mos
UBS Financial Services INC.Broker
May 2003 - June 2008 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1999 - May 2003 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1990 - July 1999 · 9 yrs 5 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.