Laurie Moore is a registered investment advisor, based in Greensboro, NC, with 30 years of industry experience.
Location
1175 Revolution Mill Dr., Suite 2, Greensboro, NC, 27405
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Laurie works as a compliance consultant for Maplewood Investments, Inc. and as a Director of Compliance for Blueprint Investment Partners, dedicating a significant amount of time to each role.
Employment History
Current Registrations
Maplewood Investments, INC.
July 2024 - Present · 1 yr 9 mos
Maplewood Investments, INC.Broker
July 2024 - Present · 1 yr 9 mos
Blueprint Investment Partners LLC
July 2024 - Present · 1 yr 9 mos
Previous Registrations
Citigroup Global Markets INC.
May 2023 - June 2024 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
August 2022 - June 2024 · 1 yr 10 mos
Citi Private Alternatives, LLCBroker
August 2022 - June 2024 · 1 yr 10 mos
Maplewood Investments, INC.Broker
July 2008 - August 2022 · 14 yrs 1 mo
Titan SecuritiesBroker
April 2006 - July 2008 · 2 yrs 3 mos
Lehman Brothers INC.Broker
July 2004 - May 2006 · 1 yr 10 mos
Wachovia Securities, LLCBroker
April 1999 - August 2004 · 5 yrs 4 mos
Capital Institutional Services, INC.Broker
November 1995 - April 1999 · 3 yrs 5 mos
State Registrations8 states
CTINMAMDMOOHPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.