Barry Proctor is a registered investment advisor at LPL Financial LLC, based in Antioch, IL, with 33 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
440 Lake Street, Antioch, IL, 60002
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Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Barry operates his LPL business under the DBA Wintrust Investments. This investment-related activity takes nearly full-time hours, with 140 hours dedicated to trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Principal Financial Securities,inc.Broker
Hamilton Investments, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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