Barry Proctor is a registered investment advisor at LPL Financial LLC, based in Gurnee, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
675 N. O'Plaine Road, Gurnee, IL, 60031
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Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Barry operates his LPL business under the DBA Wintrust Investments. This investment-related activity takes nearly full-time hours, with 140 hours dedicated to trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Principal Financial Securities,inc.Broker
Hamilton Investments, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.