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Brenda Hafeman

LPL Financial LLC
21 Years of Experience
Antioch, IL
7 DisclosuresBroker
View SEC Summary
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Brenda Hafeman is a registered investment advisor at LPL Financial LLC, based in Antioch, IL, with 21 years of industry experience. Brenda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

440 Lake Street, Antioch, IL, 60002

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2024
Final
Financial
December 2023
Pending
Financial
December 2023
Pending
Financial
November 2023
Final
Financial
July 2023
Final
Financial
April 2023
Final
Financial
March 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brenda works with Wintrust Investments, doing business as LPL, nearly full-time since 2005. She also works as an organist at Zion Ev Lutheran Church and acts in a fiduciary capacity for the Wilfred A and Constance A Meier Trust, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Wintrust Investments
June 2017 - January 2025 · 7 yrs 7 mos
Wintrust Investments LLCBroker
July 2005 - January 2025 · 19 yrs 6 mos
Coyle Securities, L.L.C.Broker
May 2005 - July 2005 · 2 mos
State Registrations40 states
ALAZCACOCTDCFLGAHIIAIDILINKSKYMDMIMNMOMTNCNDNENHNJNMNVNYOHOKPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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