TH
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Thomas Hermann

36 Years of Experience
Cincinnati, OH
Broker

Thomas Hermann is a registered investment advisor at PNC Wealth Management, based in Cincinnati, OH, with 36 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

415 Ludlow Avenue, Cincinnati, OH, 45220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
PNC Wealth Management
January 2004 - Present · 22 yrs 4 mos
PNC Wealth Management LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Hilliard Lyons Asset Management
June 2003 - January 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
March 1994 - June 2002 · 8 yrs 3 mos
Gna Securities, INC.Broker
December 1992 - March 1994 · 1 yr 3 mos
American Express Financial Advisors INC.Broker
March 1990 - December 1992 · 2 yrs 9 mos
Ids Life Insurance CompanyBroker
March 1990 - December 1992 · 2 yrs 9 mos
State Registrations14 states
FLGAINKYMOMSNMNYOHOKPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Hermann - Financial Advisor | TrueAdvisor