Robert Shirley
Robert Shirley is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mequon, WI, with 36 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
1249 W. Liebau Road, Suite 250, Mequon, WI, 53092
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2019Customer Dispute
October 2008Customer Dispute
January 2008Employment Separation After Allegations
October 2007Customer Dispute
June 2003Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
RBC Dain Rauscher INC.Broker
Piper Jaffray INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David DrozdowiczStifel, Nicolaus & Company, Incorporated
- Wayne FrankStifel, Nicolaus & Company, Incorporated
- Thomas Kelley, CFPStifel, Nicolaus & Company, Incorporated
- Blake JalovecStifel, Nicolaus & Company, Incorporated
- William Morse, CFPStifel, Nicolaus & Company, Incorporated
- Bruce LoderStifel, Nicolaus & Company, Incorporated