Wayne Frank
Wayne Frank is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mequon, WI, with 28 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
11201 North Port Washington Road (South), Mequon, WI, 53092
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2013Other Business Activities
Wayne is a member of the board of trustees for Immanuel Presbyterian Church, helping oversee the church's physical and financial resources. This activity requires minimal time and is not investment related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
B. C. Ziegler and CompanyBroker
B. C. Ziegler and Company
Sii Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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