Wayne Frank
Wayne Frank is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mequon, WI, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
11201 North Port Washington Road (South), Mequon, WI, 53092
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Regulatory History (1)
Customer Dispute
December 2013Other Business Activities
Wayne is a member of the board of trustees for Immanuel Presbyterian Church, helping oversee the church's physical and financial resources. This activity requires minimal time and is not investment related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
Sii Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.