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James Campbell

36 Years of Experience
Naperville, IL
BrokerSells Insurance

James Campbell is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Naperville, IL, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

55 Shuman Blvd Ste 600, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the owner of JRC Industries, LLC, a legal entity established for business purposes, receiving WMC compensation from personal production, taking about 10-20% of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2007 - Present · 18 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
January 1990 - Present · 36 yrs 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
February 1996 - January 2002 · 5 yrs 11 mos
State Registrations18 states
AZCTDCFLGAIAILINMDMNMONCNYOHSCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.