Mark Larkin
Mark Larkin is a registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1990 N California Blvd Fl 8th, Pmb F, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
June 1995Employment Separation After Allegations
June 1994Criminal
January 1993Other Business ActivitiesSells Insurance
Mark works as an agent selling life and variable insurance. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Dean Witter Reynolds INC.Broker
Lehman Brothers INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.