SR
SR
Srikumar Ramanan
36 Years of Experience
Hartford, CT
2 DisclosuresBroker
Srikumar Ramanan is a registered investment advisor at Morgan Stanley, based in Hartford, CT, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
225 Asylum Street, 14th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014Denied
Customer Dispute
June 2005Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2005 - June 2009 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2005 - June 2009 · 4 yrs 2 mos
Morgan Stanley
June 1994 - May 2005 · 10 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 1993 - May 2005 · 12 yrs
Advest, INC.Broker
February 1990 - May 1993 · 3 yrs 3 mos
State Registrations15 states
CACOCTFLGAIAMAMDNCNHNYPARITNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.