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Douglas Brown is a registered investment advisor at Morgan Stanley, based in Hartford, CT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 Asylum Street, 14th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2009Settled
Other Business Activities
Douglas serves as a trustee for his parents' ILIT trust since 2010. This investment-related activity requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2009 - March 2022 · 12 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
October 2009 - March 2022 · 12 yrs 5 mos
Wells Fargo Investments, LLC
May 2002 - October 2009 · 7 yrs 5 mos
Wells Fargo Investments, LLCBroker
April 2002 - October 2009 · 7 yrs 6 mos
Securities Corporation of Iowa
April 2002 - May 2002 · 1 mo
Securities Corporation of IowaBroker
October 1996 - April 2002 · 5 yrs 6 mos
State Registrations31 states
ALAZCACOCTDEFLGAIAILLAMAMEMOMTNCNHNJNMNYOHOKORPARISCTXVAVTVirgin IslandsWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.