Mark Oswald is a registered investment advisor at Balefire, LLC, based in Cape Coral, FL, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 2,524 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Balefire offers ongoing investment management services based on your individual goals, objectives, time horizon, and risk tolerance. Balefire seeks to design investment strategies utilizing your current financial situation to construct a portfolio designed to match your investment goals. Fees for investment management are calculated as a percentage of the value of your portfolio, including cash, and are collected in advance each quarter.
Location
Cape Coral, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the sole member of Compliance Consultants LLC, providing expert witness testimony and consulting services. He is also a board member of Ozzie's Pitch-22 Foundation, a charitable organization, and helps administer the foundation.
Employment History
Current Registrations
Balefire, LLC
Previous Registrations
Bridge Capital Associates, INC.Broker
Aegis Financial
H. Beck, INC.Broker
Annex Wealth Management, LLC
Investment Centers of America, INC.Broker
Sii Investments, INC.Broker
Princor Financial Services CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.